Bates Group

Bates Group

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01/05/2024

Your RIA deserves more than cookie-cutter compliance support in 2024. The expert consultants at Bates partner with firms to create compliance solutions tailored to your needs throughout the lifecycle of your RIA. Whether you need targeted compliance support or want to build an ongoing partnership with someone who understands your RIA business model, Bates can help deliver consistent results. Get Started with Ongoing Compliance Consulting:
https://ow.ly/k7Tk50Qkmu7

01/02/2024

Market Manipulation will remain a regulatory priority again in 2024. Discover how our highly experienced team assists firms with inquiries from the CFTC, OCC, FINRA, SEC, and state regulators — as well as supporting internal investigations — through industry-leading analysis of big datasets. Explore how we can assist you: https://ow.ly/79TL50Qn5ac

01/01/2024

Happy New Year! Best wishes for a healthy, hopeful, and prosperous 2024 from Bates Group.
www.BatesGroup.com

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Telephone

Address


2 Lincoln Center, 10220 SW Greenburg Road STE 200
Portland, OR
97223

Opening Hours

Monday 8am - 5pm
Tuesday 8am - 5pm
Wednesday 8am - 5pm
Thursday 8am - 5pm
Friday 8am - 5pm