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Prime Number Capital has agreed to pay a $335,000 fine and accept a censure to settle FINRA charges related to anti-money laundering deficiencies, recordkeeping failures, and supervisory violations. The firm will also retain an independent consultant as part of the settlement.

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FINRA imposes $335k fine on Prime Number Capital [image]Prime Number Capital LLC has agreed to pay a $335,000 fine and accepted a censure to settle c...